課程資訊
課程名稱
比較企業金融法制專題研究三
Seminar on Comparative Enterprise & Finacial Laws (Ⅲ) 
開課學期
102-1 
授課對象
法律學院  法律學系  
授課教師
 
課號
LAW7042 
課程識別碼
A21 M8970 
班次
 
學分
全/半年
半年 
必/選修
選修 
上課時間
星期四3,4(10:20~12:10) 
上課地點
 
備註
教室為法研5。學士班欲修課學生,請洽授課教師。
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/1021Comp_Financial3 
課程簡介影片
 
核心能力關聯
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課程大綱
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課程概述

Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The instructor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. In the fall semester of 2010-11, the focus will be on the regulation of corporate insiders, particularly those of the listed companies. We will beginning with the regulatory regime of corporate insiders in Taiwan and discuss the regulatory regimes in the USA, Europe and other jurisdictions. For examples, executive compensation, insider trading, etc. 

課程目標
This course provides English-learning environment. Taiwanese students and foreign students may interact with one another. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper.  
預期每週課後學習時數
 
Office Hours
每週三 11:00~12:00 
指定閱讀
 
參考書目
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
Class Participation 
60% 
Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. 
2. 
Term Paper 
40% 
Students enrolled shall complete a independent research paper at the end of the semester. The topic shall be relevant to the course. 
 
課程進度
週次
日期
單元主題
Week 1
  Introduction 
Week 2
  Holiday--Mid-Autumn Festival 
Week 3
  Securities Market Misconducts 
Week 4
  Securities Market Misconducts 
Week 5
  National Day 
Week 6
  Types of Liabilities—Overview 
Week 7
  Administrative Sanctions—US Experiences 
Week 8
  Administrative Sanctions—US Experiences 
Week 9
  Administrative Sanctions—US Experiences 
Week 10
  Administrative Sanctions—Hong Kong Experiences 
Week 11
  Administrative Sanctions—Hong Kong Experiences 
Week 12
  Administrative Sanctions—Japan's Experiences 
Week 13
  Cross-Border Enforcement 
Week 14
  Cross-Border Enforcement 
Week 15
  Market Misconduct Enforcement--Taiwan Experiences 
Week 16
  Market Misconduct Enforcement--Taiwan Experiences 
Week 17
  Course Wrap-up 
Week 18
  Term Paper Due